J•••••• B•••• L•••••

• O•••• W•••••• I••• BD affiliated current
  since Sep 1, 2023 · Sudbury, Ma
• S•••••••• F••••••••• I••• former
  Dec 15, 2017 to Sep 1, 2023 · Fort Lauderdale, Fl
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Dec 19, 2017 · Boca Raton, Fl
• M•• F•••••••• S•••••••• I••• former
  Aug 26, 2014 to Mar 25, 2017 · Fort Lauderdale, Fl
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Aug 26, 2014 · Boca Raton, Fl
• P••••••••• E••••• G••••• L•• unclassified
  Apr 10, 2000 to Jul 1, 2003 · Boca Raton, Fl

• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to S•••••••• F••••••••• I•••
  left Dec 19, 2017, registered Dec 15, 2017 (-4 days) · Other
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to M•• F•••••••• S•••••••• I•••
  left Aug 26, 2014, registered Aug 26, 2014 (0 days) · Other
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address