RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• C•••• L••••
- B•••••••• A•••• M••••••••• L•• independent RIA currentsince Aug 27, 2018 · Champaign, Il
- T•••• A•••••••• L•• formerNov 29, 2016 to Aug 22, 2018 · Champaign, Il
- R••••••• F•••••••• S••••••••• independent RIAMay 7, 2014 to Nov 29, 2016 · Urbana, Il
- F•••• A••••• A••••••• S•••••••• I••• formerJun 12, 2013 to May 21, 2014 · Urbana, Il
- T•••• A•••••••• L•• to B•••••••• A•••• M••••••••• L••left Aug 22, 2018, registered Aug 27, 2018 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- R••••••• F•••••••• S••••••••• to T•••• A•••••••• L••left Nov 29, 2016, registered Nov 29, 2016 (0 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to R••••••• F•••••••• S•••••••••left May 21, 2014, registered May 7, 2014 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address