J••••• V•• M••••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Sandusky, Oh
• V••• F•••••••• A•••••••• I••• BD affiliated
  Jul 26, 2012 to Jun 9, 2021 · Wooster, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Feb 10, 2010 to May 10, 2012 · North Olmsted, Oh
• F•••• T•••• S••••••••• I••• BD affiliated
  Jun 2, 2009 to Jan 7, 2010 · Sandusky, Oh
• C•••••••• G••••• M•••••• I••• BD affiliated
  Oct 6, 2005 to Dec 22, 2008 · Sandusky, Oh

• V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
• H••••••••• F•••••••• A••••••• to V••• F•••••••• A•••••••• I•••
  left May 10, 2012, registered Jul 26, 2012 (77 days) · Other
• F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••
  left Jan 7, 2010, registered Feb 10, 2010 (34 days) · Other
• C•••••••• G••••• M•••••• I••• to F•••• T•••• S••••••••• I•••
  left Dec 22, 2008, registered Jun 2, 2009 (162 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address