RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L•••• H•••••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 30, 2026 · Columbus, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDDec 18, 2018 to Apr 2, 2026 · Columbus, Ga
- W•••• F•••• A••••••• wirehouseDec 7, 2010 to Dec 17, 2018 · Columbus, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 4, 2011 · Columbus, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 19, 2005 to Jun 1, 2009 · Columbus, Ga
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Apr 2, 2026, registered Mar 30, 2026 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Dec 17, 2018, registered Dec 18, 2018 (1 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Jan 4, 2011, registered Dec 7, 2010 (-28 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- J••••••• L•••• H••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-03-30)Apr 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address