RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• T••••• V••••
- L•• E••••••••• L•• BD affiliated currentsince Mar 24, 2026 · Chelsea, Al
- I••••••••• F•••••••• G••••• L•• BD affiliatedOct 18, 2019 to Jan 27, 2025 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerJan 5, 2017 to Sep 26, 2019 · Birmingham, Al
- S••••••••• A•••••• A•••••••• I••• formerNov 24, 2015 to Jan 5, 2017 · Birmingham, Al
- S••••••••• A•••••• A•••••••• I••• formerNov 21, 2013 to Oct 27, 2015 · Birmingham, Al
- O•••• F•• I••• formerSep 1, 2011 to Nov 22, 2013 · Birmingham, Al
- M•• F•••••••• S•••••••• I••• formerFeb 16, 2011 to Aug 2, 2011 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 24, 2008 to Apr 28, 2009 · Birmingham, Al
- O•••• F•• I••• formerOct 8, 2007 to Jul 7, 2008 · Birmingham, Al
- I••••••••• F•••••••• G••••• L•• to L•• E••••••••• L••left Jan 27, 2025, registered Mar 24, 2026 (421 days) · Affiliated broker-dealer or bank to another
- C•••••••• F•••••••• G•••• A••••••• to I••••••••• F•••••••• G••••• L••left Sep 26, 2019, registered Oct 18, 2019 (22 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••••• A•••••• A•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Jan 5, 2017, registered Jan 5, 2017 (0 days) · Other
- O•••• F•• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 22, 2013, registered Nov 21, 2013 (-1 days) · Other
- M•• F•••••••• S•••••••• I••• to O•••• F•• I•••left Aug 2, 2011, registered Sep 1, 2011 (30 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Apr 28, 2009, registered Feb 16, 2011 (659 days) · Other
- O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 7, 2008, registered Jul 24, 2008 (17 days) · Other
- C••••••••• T••••• V•••• left I••••••••• F•••••••• G••••• L•• for L•• E••••••••• L•• (registered 2026-03-24)Jan 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address