DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• M••• G•••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co IA-onlyIAPD 5012141

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Dan G•••••••

At current firm

3 y

since Apr 3, 2023

In the industry

20 y

since Oct 27, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Apr 3, 2023 · Solon, Oh
P••••••• C•••••• A••••••• C••••••••• former
Jul 8, 2021 to Apr 3, 2023 · Solon, Oh
R••••• O• L••• W••••• P••••••• independent RIA
Nov 9, 2017 to Jul 13, 2020 · Cleveland, Oh
P•••• S••••••••• L•• no RAUM
Jun 6, 2016 to Oct 5, 2017 · Solon, Oh
O•••• F•• I••• former
Dec 13, 2005 to Mar 19, 2015 · Hunt Valley, Md
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 28, 2005 to Nov 9, 2005 · W. Conshohocken, Pa

Moves

a registration end followed by a registration begin elsewhere

P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
R••••• O• L••• W••••• P••••••• to P••••••• C•••••• A••••••• C•••••••••
left Jul 13, 2020, registered Jul 8, 2021 (360 days) · RIA to RIA
P•••• S••••••••• L•• to R••••• O• L••• W••••• P•••••••
left Oct 5, 2017, registered Nov 9, 2017 (35 days) · Other
O•••• F•• I••• to P•••• S••••••••• L••
left Mar 19, 2015, registered Jun 6, 2016 (445 days) · Other
A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••
left Nov 9, 2005, registered Dec 13, 2005 (34 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address