RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• M• H•••••
- B•••••••• F••• A••••••• asset manager currentsince Jul 26, 2012 · Marlboro, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 3, 2009 to Jul 16, 2012 · Pennington, Nj
- W•••• F•••• A••••••• wirehouseJul 6, 2009 to Nov 24, 2009 · Haddon Township, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 22, 2005 to Jul 23, 2009 · Pennington, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••••••• F••• A•••••••left Jul 16, 2012, registered Jul 26, 2012 (10 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 24, 2009, registered Dec 3, 2009 (9 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 23, 2009, registered Jul 6, 2009 (-17 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address