RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L•••••••
- C•••••• independent RIA currentsince Jun 3, 2024 · Mclean, Va
- K•• P•••••• W••••• G••••• L•• independent RIAOct 29, 2015 to Jun 3, 2024 · Tyson, Va
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 2006 to Nov 10, 2015 · Vienna, Va
- K•• P•••••• W••••• G••••• L•• to C••••••left Jun 3, 2024, registered Jun 3, 2024 (0 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to K•• P•••••• W••••• G••••• L••left Nov 10, 2015, registered Oct 29, 2015 (-12 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- J••• L••••••• left K•• P•••••• W••••• G••••• L•• for Corient (registered 2024-06-03)Jun 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address