DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•• P•••••• W••••• G••••• L••
Latest filing Mar 25, 2026
First filing on the tape Sep 28, 2015 · 24 filings
SEC status approved since Oct 2, 2015
RAUM
$830M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
97%
$808M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$75.5M
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$830M as of Mar 25, 2026
Jan 19, 2016$189M then
HNW client RAUM$590M as of Mar 25, 2026
Mar 27, 2018$242M then
State-registered IARs (5.B.3)11 as of Mar 25, 2026
Jan 19, 201610 then
Employees (5.A)11 as of Mar 25, 2026
Jan 19, 201610 then
Private funds: no history
RAUM +23% over the last fiscal year+9.9% a year over threeIARs 10 to 11
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $75.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $253,111derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.7BreportedItem 5.I
- Custody
- $12.6M, 34 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$590M71%
- Individuals$218M26%
- Pension and profit-sharing plans$11.3M1.4%
- Charitable organizations$10.2M1.2%
- Individual clients
- 585reported
- HNW clients
- 229reported
- Pension plan clients
- 7reported
- Charitable clients
- 2reported
- Accounts
- 3,279reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $830M sponsored, $1.9M managedreported
- Custody of client assets
- $12.6M for 34 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• J••• D•••• | Tyson, Va | Oct 29, 2015 | 20 y | 1 |
| T••••• E••••• W••••• | Tyson, Va | Oct 29, 2015 | 19 y | 2 |
| M•••••• F••••••• R••••••••Certified Financial Planner | Tyson, Va | Oct 29, 2015 | 23 y | 1 |
| J•••• D•••••• E•••Certified Financial Planner | Tyson, Va | Oct 29, 2015 | 21 y | 1 |
| J•••• P•••••• P••••••••Certified Financial Planner | Tyson, Va | Oct 29, 2015 | 20 y | 1 |
| C•••••• M•••••• G•••••• | Tyson, Va | Oct 30, 2015 | 25 y | 1 |
| J••• R••••• F•••••Certified Financial Planner | Tyson, Va | Oct 30, 2015 | 24 y | 1 |
| T••••• L••• L••••••• | Tyson, Va | Oct 1, 2020 | 21 y | 0 |
| D••••• V••••• W••••••••Certified Financial Planner | Tyson, Va | Mar 3, 2022 | 10 y | 1 |
| N••••••• T•••••• S•••••••Certified Financial Planner | Cranford, Nj | Nov 10, 2022 | 13 y | 4 |
| L••• S••••••• | Chevy Chase, Md | Mar 23, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- J••• L••••••• to C••••••Jun 3, 2024 · RIA to RIA
- G•••• S• K•••••••• to C••••••May 20, 2024 · RIA to RIA
Joined, latest
- L••• S••••••• from C••••• I••••••••• A••••••• L••Mar 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- N••••••• T•••••• S••••••• from F••••Nov 10, 2022 · RIA to RIA
- D••••• V••••• W•••••••• from M••••• S••••••Mar 3, 2022 · Wirehouse to independent RIA
- C•••••• M•••••• G•••••• from A••••••••• F•••••••• S•••••••• L••Oct 30, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• R••••• F••••• from A••••••••• F•••••••• S•••••••• L••Oct 30, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- G•••• S• K•••••••• from A••••••••• F•••••••• S•••••••• L••Oct 29, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• F••••••• R•••••••• from A••••••••• F•••••••• S•••••••• L••Oct 29, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• D•••••• E••• from A••••••••• F•••••••• S•••••••• L••Oct 29, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• L••••••• from A••••••••• F•••••••• S•••••••• L••Oct 29, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• P•••••• P•••••••• from A••••••••• F•••••••• S•••••••• L••Oct 29, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- K•••• J••• D•••• from A••••••••• F•••••••• S•••••••• L••Oct 29, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
- T••••• E••••• W••••• from A••••••••• F•••••••• S•••••••• L••Oct 29, 2015 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 9 joined from A••••••••• F•••••••• S•••••••• L••Nov 10, 2015 · Vienna, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• J•••• R••••• · Managing Member & Chief Compliance Officercontrolsince 03/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tyson, Va · principal | 9 | 0 | 0 | ||
| Tequesta, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,816 to 3,279Mar 26, 2025 to Mar 25, 2026
- Advisory employees · 10 to 11Mar 26, 2025 to Mar 25, 2026
- HNW clients · 191 to 229Mar 26, 2025 to Mar 25, 2026
- Individual clients · 595 to 585Mar 26, 2025 to Mar 25, 2026
- Pension plan clients · 8 to 7Mar 26, 2025 to Mar 25, 2026
- Assets in custody · $7.5M to $12.6MMar 26, 2025 to Mar 25, 2026
- Employees · 10 to 11Mar 26, 2025 to Mar 25, 2026
- State-registered IARs · 10 to 11Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $421M to $608MMar 26, 2025 to Mar 25, 2026
- HNW RAUM · $448M to $590MMar 26, 2025 to Mar 25, 2026
- Individual RAUM · $219M to $218MMar 26, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $255M to $222MMar 26, 2025 to Mar 25, 2026
- Pension RAUM · $8.9M to $11.3MMar 26, 2025 to Mar 25, 2026
- RAUM · $676M to $830MMar 26, 2025 to Mar 25, 2026
- Wrap assets (manager) · $1.7M to $1.9MMar 26, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · $675M to $830MMar 26, 2025 to Mar 25, 2026
- Accounts · 3,821 to 2,816Feb 12, 2025 to Mar 26, 2025
- Advisory employees · 12 to 10Feb 12, 2025 to Mar 26, 2025
- Charity clients · unset to 2.0Feb 12, 2025 to Mar 26, 2025
- HNW clients · 327 to 191Feb 12, 2025 to Mar 26, 2025
- Individual clients · 648 to 595Feb 12, 2025 to Mar 26, 2025
- Pension plan clients · 10 to 8Feb 12, 2025 to Mar 26, 2025
- Assets in custody · $9.8M to $7.5MFeb 12, 2025 to Mar 26, 2025
- Employees · 12 to 10Feb 12, 2025 to Mar 26, 2025
- Financial planning clients · 51-100 to 51-100Feb 12, 2025 to Mar 26, 2025
- State-registered IARs · 12 to 10Feb 12, 2025 to Mar 26, 2025
- Discretionary RAUM · $512M to $421MFeb 12, 2025 to Mar 26, 2025
- HNW RAUM · $592M to $448MFeb 12, 2025 to Mar 26, 2025
- Individual RAUM · $184M to $219MFeb 12, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $272M to $255MFeb 12, 2025 to Mar 26, 2025
- Pension RAUM · $8.4M to $8.9MFeb 12, 2025 to Mar 26, 2025
- RAUM · $784M to $676MFeb 12, 2025 to Mar 26, 2025
- Wrap assets (manager) · $0 to $1.7MFeb 12, 2025 to Mar 26, 2025
- Wrap assets (sponsor) · $2.3M to $675MFeb 12, 2025 to Mar 26, 2025
- Accounts · 3,497 to 3,821Oct 3, 2023 to Mar 1, 2024
- BD registered reps · 9 to 0Oct 3, 2023 to Mar 1, 2024
- HNW clients · 268 to 327Oct 3, 2023 to Mar 1, 2024
- Individual clients · 684 to 648Oct 3, 2023 to Mar 1, 2024
- Pension plan clients · 9 to 10Oct 3, 2023 to Mar 1, 2024
- Assets in custody · $5.3M to $9.8MOct 3, 2023 to Mar 1, 2024
Signals
7 dated events
- J••• L••••••• left K•• P•••••• W••••• G••••• L•• for Corient (registered 2024-06-03)Jun 3, 2024 · Advisor changed firm · fact
- G•••• S• K•••••••• left K•• P•••••• W••••• G••••• L•• for Corient (registered 2024-05-20)May 20, 2024 · Advisor changed firm · fact
- K•• P•••••• W••••• G••••• L•• reported RAUM $784.5M, up 25% from $625.9M (2023-10-03 to 2024-03-01)Mar 1, 2024 · RAUM change · derived
- K•• P•••••• W••••• G••••• L•• reported RAUM $680.2M, up 25% from $542.3M (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Scott G•••• K•••••••• (Chief Compliance Officer And Managing Member) no longer on Schedule A of K•• P•••••• W••••• G••••• L•• (listed 2021-03-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- K•• P•••••• W••••• G••••• L•• reported RAUM $457.0M, up 29% from $355.7M (2019-03-12 to 2020-02-20)Feb 20, 2020 · RAUM change · derived
- C••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 28, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 571-386-2029reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kfa-private-wealth-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- KFAPWG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 571-386-2029reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- kfapwg.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- kfapwg.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026