M•••••• R••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Columbus, Oh
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Nov 26, 2019 · Columbus, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 8, 2015 to Apr 9, 2019 · Raleigh, Nc
• C••••• A••••••• L•• former
  Jul 1, 2011 to Oct 13, 2011 · Akron, Oh
• C•••••• S••••• • C••• I••• national BD
  Jul 27, 2007 to May 23, 2011 · Richfield, Oh

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••••• F•••••••• A•••••••
  left Apr 9, 2019, registered Nov 26, 2019 (231 days) · Wirehouse to affiliated broker-dealer or bank
• C••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Oct 13, 2011, registered Dec 8, 2015 (1517 days) · Other
• C•••••• S••••• • C••• I••• to C••••• A••••••• L••
  left May 23, 2011, registered Jul 1, 2011 (39 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address