DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V••••• K••••• H••••••••

B••••• G••••• A•••• M•••••••••BD affiliatedMiami, Fl dual registrantIAPD 5015535

Feed of 09/14/2026

At current firm

1 y

since Apr 30, 2025

In the industry

19 y

since Dec 18, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• G••••• A•••• M••••••••• BD affiliated current
since Apr 30, 2025 · B•••••, Ma
N••••• W••••• former
Aug 27, 2024 to Aug 26, 2025 · Coral Gables, Fl
J••• M••••• S••••••••• L•• wirehouse
Nov 29, 2011 to Apr 4, 2024 · Miami, Fl
H••• S••••••••• •••• I••• BD affiliated
Sep 9, 2011 to Nov 17, 2011 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

N••••• W••••• to B••••• G••••• A•••• M•••••••••
left Aug 26, 2025, registered Apr 30, 2025 (-118 days) · Other
J••• M••••• S••••••••• L•• to N••••• W•••••
left Apr 4, 2024, registered Aug 27, 2024 (145 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
H••• S••••••••• •••• I••• to J••• M••••• S••••••••• L••
left Nov 17, 2011, registered Nov 29, 2011 (12 days) · Other

Signals

V••••• K••••• H•••••••• left N••••• W••••• for B••••• G••••• A•••• M••••••••• (registered 2025-04-30)
Aug 26, 2025 · Advisor changed firm · fact
V••••• K••••• H•••••••• left J••• M••••• S••••••••• L•• for N••••• W••••• (registered 2024-08-27)
Apr 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address