RIA Intelligence

• I••••••••• F•••••••• G••••• L•• BD affiliated current
  since Nov 27, 2015 · Stow, Oh
• M•• F•••••••• S•••••••• I••• former
  Jan 30, 2015 to Dec 1, 2015 · Stow, Oh
• A••••••• P••••••••• A•••••••• I•• former
  Dec 23, 2010 to Jan 29, 2015 · Holbrook, Ny
• H•••••• T••••••• • K•••• L•• i••••••••• wealth
  Oct 21, 2008 to Sep 17, 2010 · Stow, Oh
• 1•• G••••• A••••••• I•• former
  Jul 9, 2007 to Nov 5, 2008 · Stow, Oh

• M•• F•••••••• S•••••••• I••• to I••••••••• F•••••••• G••••• L••
  left Dec 1, 2015, registered Nov 27, 2015 (-4 days) · Other · moved with a team
• A••••••• P••••••••• A•••••••• I•• to M•• F•••••••• S•••••••• I•••
  left Jan 29, 2015, registered Jan 30, 2015 (1 days) · Other · moved with a team
• H•••••• T••••••• • K•••• L•• to A••••••• P••••••••• A•••••••• I••
  left Sep 17, 2010, registered Dec 23, 2010 (97 days) · Other
• 1•• G••••• A••••••• I•• to H•••••• T••••••• • K•••• L••
  left Nov 5, 2008, registered Oct 21, 2008 (-15 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address