RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• B•••• Z•••••••••
- E•••••••• P•• independent RIA currentsince May 11, 2016 · Berwyn, Pa
- C•••• C••••••• L•• formerApr 30, 2015 to Dec 2, 2015 · Glen Ellyn, Il
- B•• H••••• F•••••••• A•••••••• I•• formerMar 27, 2014 to Mar 2, 2015 · Chicago, Il
- M••••• S•••••• wirehouseFeb 22, 2010 to Mar 27, 2014 · Purchase, Ny
- C•••• C••••••• L•• to E•••••••• P••left Dec 2, 2015, registered May 11, 2016 (161 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to C•••• C••••••• L••left Mar 2, 2015, registered Apr 30, 2015 (59 days) · Other
- M••••• S•••••• to B•• H••••• F•••••••• A•••••••• I••left Mar 27, 2014, registered Mar 27, 2014 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address