RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• F•••
- S••••••• A••••••• G•••• L•• state registered currentsince Nov 10, 2023 · Southfield, Mi
- C•• A•••• M••••••••• I••• independent RIAAug 19, 2017 to Jul 21, 2023 · Southfield, Mi
- C••••••• S••••••••• I••• BD affiliatedDec 20, 2012 to Aug 2, 2017 · Warren, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedSep 14, 2011 to Dec 20, 2012 · Grand Rapids, Mi
- C•• A•••• M••••••••• I••• to S••••••• A••••••• G•••• L••left Jul 21, 2023, registered Nov 10, 2023 (112 days) · RIA to a state-registered adviser
- C••••••• S••••••••• I••• to C•• A•••• M••••••••• I•••left Aug 2, 2017, registered Aug 19, 2017 (17 days) · Other
- H••••••••• F•••••••• A••••••• to C••••••• S••••••••• I•••left Dec 20, 2012, registered Dec 20, 2012 (0 days) · Other
- E•••• F••• left C•• A•••• M••••••••• I••• for S••••••• A••••••• G•••• L•• (registered 2023-11-10)Jul 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address