RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Jun 21, 2022 · Mt. Pleasant, Tx
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Jun 9, 2011 to Jul 7, 2022 · Addison, Tx
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Jun 1, 2009 · Texarkana, Tx
• A• G• E•••••• • S•••• I••• unclassified
  Nov 22, 2005 to Jan 1, 2008 · Texarkana, Tx

• V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••
  left Jul 7, 2022, registered Jun 21, 2022 (-16 days) · Affiliated broker-dealer or bank to independent RIA
• W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••
  left Jun 1, 2009, registered Jun 9, 2011 (738 days) · Other
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

• D•••• C••• left V•••• F•••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2022-06-21)
  Jul 7, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address