DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

T•••• S•••••••

P•• W••••• M•••••••••BD affiliatedEaston, Mddual registrantIAPD 5022075

Feed of 09/14/2026

Also filed as T•••• Lynn Berry

At current firm

1 y

since Jul 30, 2025

In the industry

20 y

since Jan 25, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Jul 30, 2025 · Easton, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 5, 2024 to Jan 13, 2025 · New York, Ny
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 17, 2021 to Feb 13, 2024 · Atlanta, Ga
B••• S••••••••• L•• former
Jan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
B••• I••••••••• S•••••••• I••• former
Apr 1, 2011 to Jan 2, 2018 · Charlotte, Nc
B••• I••••••••• S•••••••• I••• former
Sep 25, 2006 to May 3, 2010 · Salisbury, Md

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left Jan 13, 2025, registered Jul 30, 2025 (198 days) · Wirehouse to affiliated broker-dealer or bank
T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 13, 2024, registered Mar 5, 2024 (21 days) · Affiliated broker-dealer or bank to wirehouse
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move

Signals

T•••• S••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for P•• W••••• M••••••••• (registered 2025-07-30)
Jan 13, 2025 · Advisor changed firm · fact
T•••• S••••••• left T••••• A••••••• S•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-03-05)
Feb 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address