RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••••• P••••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 10, 2026 · Maumee, Oh
- P••••• M•••• F•••••••• A••••••• independent RIAMay 1, 2014 to Oct 3, 2017 · Toledo, Oh
- E••••• J•••• national BDAug 22, 2011 to Feb 19, 2014 · Toledo, Oh
- P••••• M•••• F•••••••• A••••••• to O•••• W•••••• I•••left Oct 3, 2017, registered Aug 10, 2026 (3233 days) · Other
- E••••• J•••• to P••••• M•••• F•••••••• A•••••••left Feb 19, 2014, registered May 1, 2014 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address