DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shawn Dunn

CaptrustinstitutionalBoston, Madual registrantIAPD 5023961

Feed of 09/14/2026

Also filed as Shawn Ryan Dunn

At current firm

1 y

since Jun 5, 2025

In the industry

20 y

since Sep 20, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Captrust institutional current
since Jun 5, 2025 · Boston, Ma
Pruco Securities, LLC no RAUM
May 31, 2024 to Aug 2, 2024 · Marlborough, Ma
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 13, 2023 to Feb 14, 2024 · Providence, Ri
Pnc Capital Advisors LLC other
Mar 4, 2020 to Sep 13, 2022 · Boston, Ma
Pnc Capital Advisors LLC other
Sep 26, 2011 to Nov 18, 2019 · Cleveland, Oh
Natcity Investments, Inc. unclassified
Jul 6, 2007 to Oct 30, 2009 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to Captrust
left Aug 2, 2024, registered Jun 5, 2025 (307 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pruco Securities, LLC
left Feb 14, 2024, registered May 31, 2024 (107 days) · Wirehouse to affiliated broker-dealer or bank
Pnc Capital Advisors LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 13, 2022, registered Jul 13, 2023 (303 days) · Other
Natcity Investments, Inc. to Pnc Capital Advisors LLC
left Oct 30, 2009, registered Sep 26, 2011 (696 days) · Other

Signals

Shawn Dunn left Pruco Securities, Llc for Captrust (registered 2025-06-05)
Aug 2, 2024 · Advisor changed firm · fact
Shawn Dunn left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pruco Securities, Llc (registered 2024-05-31)
Feb 14, 2024 · Advisor changed firm · fact
Shawn Dunn left Pnc Capital Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-07-13)
Sep 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address