RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• L••••••• S•••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 8, 2014 · Utica, Mi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 22, 2012 to Oct 7, 2014 · Detroit, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to Feb 21, 2012 · Clinton Township, Mi
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Oct 7, 2014, registered Oct 8, 2014 (1 days) · Other
- H•••• F•••••••• S•••••••• I••• to T••••••• I••••••••• M••••••••• I•••left Feb 21, 2012, registered May 22, 2012 (91 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address