DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Maxwell Andrew Stowe
Feed of 09/14/2026
Also filed as Maxwell A Stowe
At current firm
3 y
since Sep 19, 2022
In the industry
20 y
since Oct 14, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Sep 19, 2022 · Excelsior, Mn
- Securian Financial Services, Inc. formerNov 18, 2015 to Jul 25, 2022 · Minneapolis, Mn
- Cri Securities, LLC formerNov 18, 2015 to Oct 20, 2021 · Minneapolis, Mn
- Msi Financial Services, Inc. formerJan 2, 2015 to Apr 16, 2015 · Minnetonka, Mn
- New England Securities Corporation formerJan 29, 2014 to Jan 2, 2015 · Minneapolis, Mn
- Raymond James Financial Services Advisors, Inc BD affiliatedJun 1, 2009 to Jun 24, 2010 · Champaign, Il
- First Busey Securities, Inc. unclassifiedJun 7, 2006 to Sep 14, 2007 · Champaign, Il
- Morgan Stanley Dw Inc. unclassifiedOct 17, 2005 to Jun 7, 2006 · Champaign, Il
Moves
a registration end followed by a registration begin elsewhere
- Securian Financial Services, Inc. to Ameriprise Financial Services, LLCleft Jul 25, 2022, registered Sep 19, 2022 (56 days) · RIA to affiliated broker-dealer or bank
- Cri Securities, LLC to Securian Financial Services, Inc.left Oct 20, 2021, registered Nov 18, 2015 (-2163 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to Cri Securities, LLCleft Apr 16, 2015, registered Nov 18, 2015 (216 days) · Other
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to New England Securities Corporationleft Jun 24, 2010, registered Jan 29, 2014 (1315 days) · Other
- First Busey Securities, Inc. to Raymond James Financial Services Advisors, Incleft Sep 14, 2007, registered Jun 1, 2009 (626 days) · Other
- Morgan Stanley Dw Inc. to First Busey Securities, Inc.left Jun 7, 2006, registered Jun 7, 2006 (0 days) · Other
Signals
- Maxwell Andrew Stowe left Securian Financial Services, Inc. for Ameriprise Financial Services, Llc (registered 2022-09-19)Jul 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address