RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• A•••••• B•••••••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Apr 8, 2025 · Lititz, Pa
- E•• F•••••••• A••••••• independent RIAMar 24, 2023 to Mar 28, 2025 · Media, Pa
- E•••• S••••••••• L•• BD affiliatedMay 13, 2019 to Mar 1, 2023 · Stratford, Ct
- E•• F•••••••• A••••••• to T••••••• I••••••••• M••••••••• I•••left Mar 28, 2025, registered Apr 8, 2025 (11 days) · RIA to affiliated broker-dealer or bank
- E•••• S••••••••• L•• to E•• F•••••••• A•••••••left Mar 1, 2023, registered Mar 24, 2023 (23 days) · Affiliated broker-dealer or bank to another
- A••• A•••••• B••••••• left E•• F•••••••• A••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2025-04-08)Mar 28, 2025 · Advisor changed firm · fact
- A••• A•••••• B••••••• left E•••• S••••••••• L•• for E•• F•••••••• A••••••• (registered 2023-03-24)Mar 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address