RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M•••• R•••
- P•• W••••• M••••••••• BD affiliated currentsince Nov 18, 2025 · Washington, Dc
- P•• W••••• M••••••••• BD affiliatedJul 27, 2018 to Dec 6, 2018 · Denver, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerJan 24, 2018 to Jun 19, 2018 · Denver, Co
- T• P•••••• C••••• W••••• L•• BD affiliatedOct 17, 2016 to Jan 9, 2018 · Vienna, Va
- S••••••• I••••••••• S•••••••• I••• formerJul 22, 2016 to Sep 30, 2016 · Mclean, Va
- P•• W••••• M••••••••• BD affiliatedJan 4, 2012 to Oct 3, 2014 · Mclean, Va
- B••• I••••••••• S•••••••• I••• formerOct 20, 2008 to Nov 1, 2010 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJul 10, 2008 to Oct 8, 2008 · Mclean, Va
- W•••• F•••• I••••••••• L•• unclassifiedSep 13, 2007 to Jun 18, 2008 · Poway, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• to P•• W••••• M•••••••••left Jun 19, 2018, registered Jul 27, 2018 (38 days) · Affiliated broker-dealer or bank to another
- T• P•••••• C••••• W••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Jan 9, 2018, registered Jan 24, 2018 (15 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T• P•••••• C••••• W••••• L••left Sep 30, 2016, registered Oct 17, 2016 (17 days) · Other
- P•• W••••• M••••••••• to S••••••• I••••••••• S•••••••• I•••left Oct 3, 2014, registered Jul 22, 2016 (658 days) · Other
- B••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Nov 1, 2010, registered Jan 4, 2012 (429 days) · Other
- W•••• F•••• A••••••• to B••• I••••••••• S•••••••• I•••left Oct 8, 2008, registered Oct 20, 2008 (12 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jun 18, 2008, registered Jul 10, 2008 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address