J•••• D••• G••••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Dublin, Oh
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Apr 22, 2019 · Dublin, Oh
• W•••• F•••• A••••••• wirehouse
  Jul 13, 2018 to Apr 17, 2019 · Dublin, Oh
• L•• F•••••••• L•• BD affiliated
  Jul 25, 2016 to Jul 20, 2018 · Lewis Center, Oh
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jul 18, 2006 to Oct 20, 2006 · Dublin, Oh

• W•••• F•••• A••••••• to H••••••••• F•••••••• A•••••••
  left Apr 17, 2019, registered Apr 22, 2019 (5 days) · Wirehouse to affiliated broker-dealer or bank
• L•• F•••••••• L•• to W•••• F•••• A•••••••
  left Jul 20, 2018, registered Jul 13, 2018 (-7 days) · RIA to wirehouse
• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Oct 20, 2006, registered Jul 25, 2016 (3566 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address