DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alberto Gabriel Alvarez

Voya Financial Advisors, Inc.BD affiliatedBakersfield, Ca dual registrantIAPD 5029485

Feed of 09/14/2026

Also filed as Albert Alvarez

At current firm

3 y

since Sep 5, 2023

In the industry

20 y

since Dec 23, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Sep 5, 2023 · Bakersfield, Ca
Fidelity Personal And Workplace Advisors former
Oct 31, 2022 to Aug 15, 2023 · Mesa, Az
Charles Schwab & Co., Inc. national BD
May 1, 2020 to Aug 9, 2022 · Fresno, Ca
Advice And Planning Services BD affiliated
Feb 14, 2013 to Jul 17, 2018 · Pasadena, Ca
Bancwest Investment Services, Inc. (Bwis) former
Jun 2, 2010 to Jul 31, 2012 · Culver City, Ca
U.S. Bancorp Advisors, LLC BD affiliated
Mar 3, 2008 to May 28, 2010 · Laguna Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Voya Financial Advisors, Inc.
left Aug 15, 2023, registered Sep 5, 2023 (21 days) · Affiliated broker-dealer or bank to another
Charles Schwab & Co., Inc. to Fidelity Personal And Workplace Advisors
left Aug 9, 2022, registered Oct 31, 2022 (83 days) · Affiliated broker-dealer or bank to another · moved with a team
Advice And Planning Services to Charles Schwab & Co., Inc.
left Jul 17, 2018, registered May 1, 2020 (654 days) · Affiliated broker-dealer or bank to another
Bancwest Investment Services, Inc. (Bwis) to Advice And Planning Services
left Jul 31, 2012, registered Feb 14, 2013 (198 days) · Other
U.S. Bancorp Advisors, LLC to Bancwest Investment Services, Inc. (Bwis)
left May 28, 2010, registered Jun 2, 2010 (5 days) · Other

Signals

Alberto Gabriel Alvarez left Fidelity Personal And Workplace Advisors for Voya Financial Advisors, Inc. (registered 2023-09-05)
Aug 15, 2023 · Advisor changed firm · fact
Alberto Gabriel Alvarez left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2022-10-31)
Aug 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address