DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Don Richard Norris
Feed of 09/14/2026
Also filed as Don R Norris
At current firm
9 y
since Nov 30, 2016
In the industry
20 y
since Nov 11, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 30, 2016 · Lynnwood, Wa
- Financial Engines Advisor Center, LLC formerJan 23, 2014 to Nov 30, 2016 · Overland Park, Ks
- The Mutual Fund Store formerJan 3, 2008 to Feb 18, 2014 · Federal Way, Wa
- Waddell & Reed formerSep 7, 2007 to Nov 16, 2007 · Seattle, Wa
- Edward Jones national BDFeb 9, 2007 to Jul 6, 2007 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Feb 18, 2014, registered Jan 23, 2014 (-26 days) · Other
- Waddell & Reed to The Mutual Fund Storeleft Nov 16, 2007, registered Jan 3, 2008 (48 days) · Other
- Edward Jones to Waddell & Reedleft Jul 6, 2007, registered Sep 7, 2007 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address