DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• S•••••• M•••••••••

T••••• A••••••• S•••••••• I•••BD affiliatedOcala, Fldual registrantIAPD 5030157

Feed of 09/14/2026

Also filed as D•••• S•••••• Schuster

At current firm

4 y

since Sep 1, 2022

In the industry

20 y

since May 5, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Sep 1, 2022 · Ocala, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 28, 2016 to Aug 23, 2022 · Ocala, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 16, 2014 to Dec 2, 2014 · Ocala, Fl
C••••• I••••••••• S••••••• L•• former
Apr 15, 2013 to Jan 29, 2014 · Ocala, Fl
M••••• K••••• • C••••••• L•• former
Jun 12, 2008 to Mar 31, 2012 · Ocala, Fl
W•••• F•••• A••••••• wirehouse
May 9, 2006 to Apr 29, 2008 · Ocala, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to T••••• A••••••• S•••••••• I•••
left Aug 23, 2022, registered Sep 1, 2022 (9 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 29, 2014, registered Apr 16, 2014 (77 days) · corporate re-registration, not a move
M••••• K••••• • C••••••• L•• to C••••• I••••••••• S••••••• L••
left Mar 31, 2012, registered Apr 15, 2013 (380 days) · Other
W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••
left Apr 29, 2008, registered Jun 12, 2008 (44 days) · Other

Signals

D•••• S•••••• M••••••••• left C••••• I••••••••• A••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2022-09-01)
Aug 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address