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Registered advisor
O•••• A•••• C•••••••
Feed of 09/14/2026
Also filed as Oscas A•••• C•••••••
At current firm
8 y
since Apr 10, 2018
In the industry
20 y
since Jan 26, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 10, 2018 · Sunland Park, Nm
- W•••• F•••• A••••••• wirehouseNov 1, 2013 to Sep 14, 2016 · San Ysidro, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 5, 2013 · Escondido, Ca
- C•••• I••••••••• S••••••• C•••• formerFeb 17, 2012 to Oct 1, 2012 · San Marcos, Ca
- C•••• I••••••••• S••••••• C•••• formerAug 24, 2009 to Mar 8, 2010 · El Centro, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 14, 2016, registered Apr 10, 2018 (573 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Nov 5, 2013, registered Nov 1, 2013 (-4 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address