DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
V••••• D• I•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••• I•••••••• D•••••• I••••••••• D•••••• I••••••••• D•••••• I•••••
At current firm
7 y
since Sep 6, 2019
In the industry
20 y
since Oct 5, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 6, 2019 · Westfield, In
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 27, 2015 to Sep 5, 2019 · Lafayette, In
- H••••••••• F•••••••• A••••••• BD affiliatedAug 4, 2014 to Nov 16, 2015 · Zionsville, In
- F•••• T•••• S••••••••• I••• BD affiliatedJun 17, 2010 to Jul 28, 2014 · Carmel, In
- C•••• I••••••••• S••••••• C•••• formerAug 25, 2008 to May 18, 2010 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to E••••• J••••left Sep 5, 2019, registered Sep 6, 2019 (1 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••left Nov 16, 2015, registered Nov 27, 2015 (11 days) · Other
- F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Jul 28, 2014, registered Aug 4, 2014 (7 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left May 18, 2010, registered Jun 17, 2010 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address