DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carrie Ann Wells

LPL Financial LLCBD affiliatedWilloughby, Oh dual registrantIAPD 5036090

Feed of 09/14/2026

Also filed as Carrie Hruska

At current firm

1 y

since Jun 18, 2025

In the industry

20 y

since Dec 21, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 18, 2025 · Willoughby, Oh
Huntington Financial Advisors BD affiliated
Jul 18, 2016 to Jun 18, 2025 · Concord, Oh
Cetera Advisors LLC former
Jul 1, 2011 to Jul 5, 2016 · Chillicothe, Oh
Questar Asset Management, Inc. former
Sep 3, 2008 to Jul 13, 2011 · Minneapolis, Mn
UBS Financial Services Inc. wirehouse
Apr 5, 2007 to Jun 13, 2008 · Buffalo, Ny

Moves

a registration end followed by a registration begin elsewhere

Huntington Financial Advisors to LPL Financial LLC
left Jun 18, 2025, registered Jun 18, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Cetera Advisors LLC to Huntington Financial Advisors
left Jul 5, 2016, registered Jul 18, 2016 (13 days) · Other
Questar Asset Management, Inc. to Cetera Advisors LLC
left Jul 13, 2011, registered Jul 1, 2011 (-12 days) · Other
UBS Financial Services Inc. to Questar Asset Management, Inc.
left Jun 13, 2008, registered Sep 3, 2008 (82 days) · Other

Signals

Carrie Ann Wells left Huntington Financial Advisors for Lpl Financial Llc (registered 2025-06-18)
Jun 18, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address