DFX Intelligence
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Feed of 09/14/2026
Also filed as J••••• M••••••••• J••••• M••••••••• J• M•••••
At current firm
5 y
since May 3, 2021
In the industry
19 y
since Apr 23, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 3, 2021 · Reston, Va
- J••• M••••• S••••••••• L•• wirehouseApr 2, 2019 to Apr 14, 2021 · West Harrison, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 24, 2007 to Mar 11, 2019 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Apr 14, 2021, registered May 3, 2021 (19 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Mar 11, 2019, registered Apr 2, 2019 (22 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address