DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Jason Smith

Osaic Wealth, Inc.BD affiliatedZionsville, Indual registrantIAPD 5036241

Feed of 09/14/2026

Also filed as David Jason Smith

At current firm

1 y

since Dec 5, 2024

In the industry

20 y

since Nov 7, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Dec 5, 2024 · Zionsville, In
Blackridge Asset Management, LLC independent RIA
Feb 21, 2023 to Nov 7, 2023 · Indianapolis, In
LPL Financial LLC BD affiliated
Dec 15, 2020 to Jan 19, 2023 · Anderson, In
Woodbury Financial Services, Inc. former
May 21, 2013 to Dec 8, 2020 · Zionsville, In
Waddell & Reed former
May 10, 2011 to Jul 20, 2011 · Charleroi, Pa
Woodbury Financial Services, Inc. former
Jul 6, 2010 to Mar 9, 2011 · Carmel, In

Moves

a registration end followed by a registration begin elsewhere

Blackridge Asset Management, LLC to Osaic Wealth, Inc.
left Nov 7, 2023, registered Dec 5, 2024 (394 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Blackridge Asset Management, LLC
left Jan 19, 2023, registered Feb 21, 2023 (33 days) · RIA to affiliated broker-dealer or bank
Woodbury Financial Services, Inc. to LPL Financial LLC
left Dec 8, 2020, registered Dec 15, 2020 (7 days) · Affiliated broker-dealer or bank to another
Waddell & Reed to Woodbury Financial Services, Inc.
left Jul 20, 2011, registered May 21, 2013 (671 days) · Other
Woodbury Financial Services, Inc. to Waddell & Reed
left Mar 9, 2011, registered May 10, 2011 (62 days) · Other

Signals

David Jason Smith left Blackridge Asset Management, Llc for Osaic Wealth, Inc. (registered 2024-12-05)
Nov 7, 2023 · Advisor changed firm · fact
David Jason Smith left Lpl Financial Llc for Blackridge Asset Management, Llc (registered 2023-02-21)
Jan 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address