DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• J•••••• T••••

C••••• I••••••••• A••••••• L••BD affiliatedCarmel, Indual registrantIAPD 5039682

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as A••• J•••••• T••••

At current firm

2 y

since Mar 21, 2024

In the industry

21 y

since Sep 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2024 · Carmel, In
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jul 25, 2022 to Dec 13, 2022 · Indianapolis, In
O••••••••• S••••••••• I••• BD affiliated
Feb 16, 2022 to Apr 27, 2022 · Carmel, In
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2019 to Oct 8, 2021 · Indianapolis, In
C•••••• S••••• • C••• I••• national BD
Feb 10, 2014 to Jan 3, 2019 · Fishers (Indianapolis), In

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to C••••• I••••••••• A••••••• L••
left Dec 13, 2022, registered Mar 21, 2024 (464 days) · Other
O••••••••• S••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Apr 27, 2022, registered Jul 25, 2022 (89 days) · Other
S••••• W••••• A•••••••• I••• to O••••••••• S••••••••• I•••
left Oct 8, 2021, registered Feb 16, 2022 (131 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Jan 3, 2019, registered Jan 3, 2019 (0 days) · channel change inside one enterprise, not a move

Signals

A••• J•••••• T•••• left N••••••••• M••••• I••••••••• S••••••••• for C••••• I••••••••• A••••••• L•• (registered 2024-03-21)
Dec 13, 2022 · Advisor changed firm · fact
A••• J•••••• T•••• left O••••••••• S••••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-07-25)
Apr 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address