DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Douglas Robinson
Feed of 09/14/2026
Also filed as Charles D Robinson
At current firm
5 y
since Jun 8, 2021
In the industry
20 y
since Nov 30, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Financial, LLC BD affiliated currentsince Jun 8, 2021 · Charlotte, Nc
- Keebeck Wealth Management independent RIAAug 17, 2020 to Jul 2, 2021 · Chicago, Il
- Cornerstone Wealth independent RIAJan 3, 2018 to Aug 17, 2020 · Huntersville, Nc
- Cornerstone Wealth formerMay 14, 2013 to Dec 31, 2017 · Huntersville, Nc
- Nfp Advisor Services, LLC formerSep 29, 2009 to May 7, 2013 · Pineville, Nc
- Ameriprise Financial Services, LLC national BDAug 25, 2006 to Sep 15, 2009 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Keebeck Wealth Management to Summit Financial, LLCleft Jul 2, 2021, registered Jun 8, 2021 (-24 days) · RIA to affiliated broker-dealer or bank
- Cornerstone Wealth to Keebeck Wealth Managementleft Aug 17, 2020, registered Aug 17, 2020 (0 days) · RIA to RIA
- Cornerstone Wealth to Cornerstone Wealthleft Dec 31, 2017, registered Jan 3, 2018 (3 days) · channel change inside one enterprise, not a move · moved with a team
- Nfp Advisor Services, LLC to Cornerstone Wealthleft May 7, 2013, registered May 14, 2013 (7 days) · Other
- Ameriprise Financial Services, LLC to Nfp Advisor Services, LLCleft Sep 15, 2009, registered Sep 29, 2009 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address