A••• K• S••••••••

W•••• F•••• A•••••••wirehousePittsburgh, Padual registrantIAPD 5042322

Feed of 09/14/2026

Also filed as A••• K•••• S••••••••• K•••• S••••••••

At current firm

2 y

since Nov 10, 2023

In the industry

20 y

since Nov 28, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Nov 10, 2023 · Pittsburgh, Pa
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 20, 2013 to Nov 14, 2023 · Beaver, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 7, 2007 to Nov 21, 2013 · Cranberry Township, Pa

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••
left Nov 14, 2023, registered Nov 10, 2023 (-4 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 21, 2013, registered Nov 20, 2013 (-1 days) · Other

Signals

••• Locked
Nov 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address