RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• R•••••• B••••
- W••••• J•••••• W••••• independent RIA currentsince Jul 30, 2020 · Houston, Tx
- A••••••••• L•• formerSep 8, 2016 to Jun 8, 2020 · Houston, Tx
- R••••••• C••••••••• G••••• I••• state registeredJun 20, 2012 to Dec 23, 2015 · Austin, Tx
- M••••• G••••• A••••••• I••• independent RIAJul 3, 2008 to May 4, 2012 · Sugarland, Tx
- M••••• A••••••• unclassifiedApr 1, 2008 to Jun 20, 2008 · Houston, Tx
- A••••••••• L•• to W••••• J•••••• W•••••left Jun 8, 2020, registered Jul 30, 2020 (52 days) · RIA to RIA
- R••••••• C••••••••• G••••• I••• to A••••••••• L••left Dec 23, 2015, registered Sep 8, 2016 (260 days) · Other
- M••••• G••••• A••••••• I••• to R••••••• C••••••••• G••••• I•••left May 4, 2012, registered Jun 20, 2012 (47 days) · Other
- M••••• A••••••• to M••••• G••••• A••••••• I•••left Jun 20, 2008, registered Jul 3, 2008 (13 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address