P•••• J•• M•••

• F•••• C••••••• I••••••• S•••••••• I••• BD affiliated current
  since Jun 6, 2023 · Pasadena, Ca
• W•••• F•••• A••••••• wirehouse
  Dec 22, 2010 to Oct 8, 2021 · Los Angeles, Ca
• W•••• F•••• I••••••••• L•• unclassified
  Aug 1, 2008 to Dec 22, 2010 · Laguna Niguel, Ca
• W•••• F•••• I••••••••• L•• unclassified
  Oct 13, 2006 to Aug 6, 2007 · Laguna Niguel, Ca

• W•••• F•••• A••••••• to F•••• C••••••• I••••••• S•••••••• I•••
  left Oct 8, 2021, registered Jun 6, 2023 (606 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Dec 22, 2010, registered Dec 22, 2010 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address