DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• R••••••

C••••••• P•••••••independent RIAOverland Park, Ks IA-onlyIAPD 5048897

Certified Financial Planner

Feed of 09/14/2026

Also filed as Katerina Nikolaou

At current firm

0 y

since Aug 7, 2026

In the industry

19 y

since Feb 8, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Aug 7, 2026 · Overland Park, Ks
C••••••••• W••••• M••••••••• L•• independent RIA
Feb 20, 2025 to Apr 27, 2026 · Farmington, Ct
F•••• P••••••• W•••••• L•• independent RIA
Nov 7, 2024 to Dec 26, 2024 · West Hartford, Ct
G•• F•••••••• S••••••••• L•• former
Oct 18, 2017 to Dec 6, 2024 · West Hartford, Ct
H••••• • H••••••• I••••••••• A•••••••• I••• former
Mar 16, 2015 to Oct 12, 2017 · Glastonbury, Ct

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• M••••••••• L•• to C••••••• P•••••••
left Apr 27, 2026, registered Aug 7, 2026 (102 days) · RIA to RIA
F•••• P••••••• W•••••• L•• to C••••••••• W••••• M••••••••• L••
left Dec 26, 2024, registered Feb 20, 2025 (56 days) · RIA to RIA
G•• F•••••••• S••••••••• L•• to F•••• P••••••• W•••••• L••
left Dec 6, 2024, registered Nov 7, 2024 (-29 days) · corporate re-registration, not a move
H••••• • H••••••• I••••••••• A•••••••• I••• to G•• F•••••••• S••••••••• L••
left Oct 12, 2017, registered Oct 18, 2017 (6 days) · Other

Signals

E•••••••• R•••••• left C••••••••• W••••• M••••••••• L•• for C••••••• P••••••• (registered 2026-08-07)
Apr 27, 2026 · Advisor changed firm · fact
E•••••••• R•••••• left F•••• P••••••• W•••••• L•• for C••••••••• W••••• M••••••••• L•• (registered 2025-02-20)
Dec 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address