DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Albert Donghyuk Kim
Certified Financial Planner
Feed of 09/14/2026
Also filed as Albert D Kim
At current firm
9 y
since Jul 25, 2017
In the industry
19 y
since May 25, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Jul 25, 2017 · Malvern, Pa
- Legend Advisory, LLC formerMay 30, 2013 to Jun 21, 2017 · Marlton, Nj
- Valic Financial Advisors, Inc. BD affiliatedJan 24, 2012 to May 30, 2013 · Mount Laurel, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 28, 2010 to Jan 20, 2012 · Mount Laurel, Nj
- LPL Financial LLC BD affiliatedMar 5, 2008 to Jun 15, 2010 · Marlton, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 28, 2007 to Mar 4, 2008 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Legend Advisory, LLC to Vanguard Advisers, Inc.left Jun 21, 2017, registered Jul 25, 2017 (34 days) · Other
- Valic Financial Advisors, Inc. to Legend Advisory, LLCleft May 30, 2013, registered May 30, 2013 (0 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Valic Financial Advisors, Inc.left Jan 20, 2012, registered Jan 24, 2012 (4 days) · Other
- LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 15, 2010, registered Jun 28, 2010 (13 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Mar 4, 2008, registered Mar 5, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address