DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas David St George
Certified Financial Planner
Feed of 09/14/2026
Also filed as Nicholas David St. George
At current firm
2 y
since Nov 15, 2023
In the industry
20 y
since Nov 8, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Nov 15, 2023 · Stanley, Nc
- Woodbury Financial Services, Inc. formerJan 11, 2022 to Nov 17, 2023 · Charlotte, Nc
- Raymond James Financial Services Advisors, Inc BD affiliatedFeb 2, 2018 to Jan 18, 2022 · Huntersville, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 23, 2012 to Feb 5, 2018 · Charlotte, Nc
- LPL Financial LLC BD affiliatedApr 26, 2011 to Jun 18, 2012 · Charlotte, Nc
- Uvest Financial Services Group, Inc. unclassifiedJul 21, 2010 to Apr 26, 2011 · Charlotte, Nc
- UBS Financial Services Inc. wirehouseJul 20, 2009 to Jul 12, 2010 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to LPL Financial LLCleft Nov 17, 2023, registered Nov 15, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- Raymond James Financial Services Advisors, Inc to Woodbury Financial Services, Inc.left Jan 18, 2022, registered Jan 11, 2022 (-7 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Incleft Feb 5, 2018, registered Feb 2, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 18, 2012, registered Jul 23, 2012 (35 days) · Other
- Uvest Financial Services Group, Inc. to LPL Financial LLCleft Apr 26, 2011, registered Apr 26, 2011 (0 days) · Other
- UBS Financial Services Inc. to Uvest Financial Services Group, Inc.left Jul 12, 2010, registered Jul 21, 2010 (9 days) · Other
Signals
- Nicholas David St George left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2023-11-15)Nov 17, 2023 · Advisor changed firm · fact
- Nicholas David St George left Raymond James Financial Services Advisors, Inc for Woodbury Financial Services, Inc. (registered 2022-01-11)Jan 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address