DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• M•••••• S••••••

R••••• W• B•••• • C•• I•••••••••mixed wealthFairfax, Va dual registrantIAPD 5050772

Certified Financial Planner

Feed of 09/15/2026

Also filed as R••••• M•••••• S••••••

At current firm

1 y

since Oct 10, 2024

In the industry

16 y

since Jun 23, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Oct 10, 2024 · Fairfax, Va
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Nov 8, 2024 · Ashburn, Va
E•••••• F•••••••• S•••••••• L•• former
May 1, 2014 to Nov 1, 2018 · Alexandria, Va
S•••••••• A••••••• L•• national BD
Mar 1, 2012 to Apr 23, 2014 · Alexandria, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 24, 2010 to Feb 1, 2012 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to R••••• W• B•••• • C•• I•••••••••
left Nov 8, 2024, registered Oct 10, 2024 (-29 days) · RIA to RIA · moved with a team
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to E•••••• F•••••••• S•••••••• L••
left Apr 23, 2014, registered May 1, 2014 (8 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••
left Feb 1, 2012, registered Mar 1, 2012 (29 days) · Wirehouse to affiliated broker-dealer or bank

Signals

R••••• M•••••• S•••••• left E•••••• F•••••••• E•••••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-10-10)
Nov 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address