DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Nagle
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Christopher Nagle
At current firm
3 y
since Mar 6, 2023
In the industry
20 y
since Jan 13, 2006 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Mar 6, 2023 · Littleton, Co
- Northwestern Mutual Investment Services,LLC no RAUMJun 13, 2018 to Nov 3, 2020 · Greenwood Vlg, Co
- Wealth Legacy Institute, Inc. formerAug 25, 2017 to Feb 5, 2018 · Denver, Co
- J.P. Morgan Securities LLC wirehouseApr 27, 2016 to Jul 26, 2017 · Pasadena, Ca
- Edward Jones national BDFeb 10, 2014 to Mar 29, 2016 · Ken Caryl, Co
- UBS Financial Services Inc. wirehouseOct 30, 2007 to May 7, 2008 · San Mateo, Ca
- Ameriprise Financial Services, LLC national BDMay 8, 2007 to Sep 12, 2007 · Walnut Creek, Ca
- Edward Jones national BDJan 19, 2007 to Mar 7, 2007 · Lehi, Ut
Moves
a registration end followed by a registration begin elsewhere
- Northwestern Mutual Investment Services,LLC to Edward Jonesleft Nov 3, 2020, registered Mar 6, 2023 (853 days) · Other
- Wealth Legacy Institute, Inc. to Northwestern Mutual Investment Services,LLCleft Feb 5, 2018, registered Jun 13, 2018 (128 days) · Other
- J.P. Morgan Securities LLC to Wealth Legacy Institute, Inc.left Jul 26, 2017, registered Aug 25, 2017 (30 days) · Other
- Edward Jones to J.P. Morgan Securities LLCleft Mar 29, 2016, registered Apr 27, 2016 (29 days) · Affiliated broker-dealer or bank to wirehouse
- UBS Financial Services Inc. to Edward Jonesleft May 7, 2008, registered Feb 10, 2014 (2105 days) · Wirehouse to affiliated broker-dealer or bank
- Ameriprise Financial Services, LLC to UBS Financial Services Inc.left Sep 12, 2007, registered Oct 30, 2007 (48 days) · Affiliated broker-dealer or bank to wirehouse
- Edward Jones to Ameriprise Financial Services, LLCleft Mar 7, 2007, registered May 8, 2007 (62 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address