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Registered advisor
A••••• L•• D•••••
Feed of 09/14/2026
Also filed as Trey Dorman
At current firm
6 y
since Jan 28, 2020
In the industry
20 y
since Jan 27, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• S••••••••• I••• BD affiliated currentsince Jan 28, 2020 · Hoover, Al
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 19, 2018 to Feb 6, 2020 · Vestavia, Al
- S•••••••• F••••••••• I••• formerSep 18, 2014 to Jan 9, 2016 · Birmingham, Al
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 2, 2013 to Sep 18, 2013 · Birmingham, Al
- N••• F•••••••• G••••• I••• formerSep 30, 2008 to Jan 2, 2013 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••left Feb 6, 2020, registered Jan 28, 2020 (-9 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to M•• I•••••••• S•••••••• L••left Jan 9, 2016, registered Mar 19, 2018 (800 days) · Other
- S•••••• W••••• P•••••••• L•• to S•••••••• F••••••••• I•••left Sep 18, 2013, registered Sep 18, 2014 (365 days) · Other
- N••• F•••••••• G••••• I••• to S•••••• W••••• P•••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address