RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• A•••••• H••••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 1, 2026 · Mokena, Il
- R•••••• W••••• A•••••••• I••• independent RIAFeb 22, 2011 to Oct 27, 2015 · Homer Glen, Il, Il
- W•••••• S••••••••• C••••••••• unclassifiedJan 5, 2011 to Feb 8, 2011 · Eden Prairie, Mn
- R•••••• W••••• A•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Oct 27, 2015, registered Jan 1, 2026 (3719 days) · Other
- W•••••• S••••••••• C••••••••• to R•••••• W••••• A•••••••• I•••left Feb 8, 2011, registered Feb 22, 2011 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address