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Registered advisor
C••••••••• M•••••• F•••••
Feed of 09/14/2026
Also filed as Chris F•••••
At current firm
8 y
since Mar 26, 2018
In the industry
20 y
since May 8, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 26, 2018 · West Jefferson, Nc
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2017 to Mar 1, 2018 · Boone, Nc
- S••••••••• A•••••• A•••••••• I••• formerJan 2, 2014 to Mar 21, 2017 · Boone, Nc
- W•••• F•••• A••••••• wirehouseMar 11, 2011 to Jan 2, 2014 · Winston Salem, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedMay 16, 2007 to Mar 11, 2011 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Mar 1, 2018, registered Mar 26, 2018 (25 days) · Other
- S••••••••• A•••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Mar 21, 2017, registered Mar 21, 2017 (0 days) · Other · moved with a team
- W•••• F•••• A••••••• to S••••••••• A•••••• A•••••••• I•••left Jan 2, 2014, registered Jan 2, 2014 (0 days) · Other
- F•••• C••••••• I••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 11, 2011, registered Mar 11, 2011 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address