DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• E•• B••••••

S••••••••• P•••••• W•••••independent RIAAllenton, Pa IA-onlyIAPD 5057101

Feed of 09/14/2026

Also filed as S••• E•• B••••••

At current firm

0 y

since Apr 6, 2026

In the industry

20 y

since Feb 6, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• P•••••• W••••• independent RIA current
since Apr 6, 2026 · Allentown, Pa
E•••• F•••••••• G••••• L•• independent RIA
Sep 7, 2023 to Apr 13, 2026 · King Of Prussia, Pa
A••••••• I••••••••• P••••••• independent RIA
Nov 1, 2017 to Sep 8, 2023 · Newtown Square, Pa
H•••••• T••••••• • K•••• L•• independent RIA
Jun 7, 2012 to Nov 10, 2017 · Conshohocken, Pa

Moves

a registration end followed by a registration begin elsewhere

E•••• F•••••••• G••••• L•• to S••••••••• P•••••• W•••••
left Apr 13, 2026, registered Apr 6, 2026 (-7 days) · RIA to a newly registered adviser
A••••••• I••••••••• P••••••• to E•••• F•••••••• G••••• L••
left Sep 8, 2023, registered Sep 7, 2023 (-1 days) · RIA to RIA
H•••••• T••••••• • K•••• L•• to A••••••• I••••••••• P•••••••
left Nov 10, 2017, registered Nov 1, 2017 (-9 days) · Other

Signals

S••• E•• B•••••• left E•••• F•••••••• G••••• L•• for S••••••••• P•••••• W••••• (registered 2026-04-06)
Apr 13, 2026 · Advisor changed firm · fact
S••• E•• B•••••• left A••••••• I••••••••• P••••••• for E•••• F•••••••• G••••• L•• (registered 2023-09-07)
Sep 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address