RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G• V•••••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 23, 2023 · Anthem, Az
- L•• F•••••••• L•• BD affiliatedSep 23, 2020 to Jan 27, 2023 · Henderson, Nv
- T• A••••••••• I••• formerMar 12, 2018 to Sep 9, 2020 · Phoenix, Az
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 12, 2018 to Apr 12, 2018 · Phoenix, Az
- S•••••••• I••••••••• M••••••••• formerFeb 3, 2017 to Mar 12, 2018 · Saint Louis, Mo
- C••• B•••••••• S•••••••• I••• formerMay 23, 2016 to Jul 7, 2016 · Wasilla, Ak
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 5, 2015 to May 11, 2016 · Scottsdale, Az
- U••• F•••••••• P••••••• S••••••• formerDec 7, 2010 to Jul 27, 2015 · Phoenix, Az
- L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 27, 2023, registered Jan 23, 2023 (-4 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to L•• F•••••••• L••left Sep 9, 2020, registered Sep 23, 2020 (14 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 12, 2018, registered Mar 12, 2018 (-31 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 12, 2018, registered Mar 12, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- C••• B•••••••• S•••••••• I••• to S•••••••• I••••••••• M•••••••••left Jul 7, 2016, registered Feb 3, 2017 (211 days) · Other
- V••• F•••••••• A•••••••• I••• to C••• B•••••••• S•••••••• I•••left May 11, 2016, registered May 23, 2016 (12 days) · Other
- U••• F•••••••• P••••••• S••••••• to V••• F•••••••• A•••••••• I•••left Jul 27, 2015, registered Aug 5, 2015 (9 days) · Other
- J•••• G• V••••••• left L•• F•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2023-01-23)Jan 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address