RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• K•••••••
- E•••• S••••••••• L•• BD affiliated currentsince Feb 20, 2026 · Bethesda, Md
- D•••• F•••••••• A•••••••• I•• independent RIAJun 25, 2024 to May 20, 2025 · Kensington, Md
- E•••• S••••••••• L•• BD affiliatedJun 11, 2014 to Jun 3, 2024 · Bethesda, Md
- D•••• F•••••••• A•••••••• I•• to E•••• S••••••••• L••left May 20, 2025, registered Feb 20, 2026 (276 days) · RIA to affiliated broker-dealer or bank
- E•••• S••••••••• L•• to D•••• F•••••••• A•••••••• I••left Jun 3, 2024, registered Jun 25, 2024 (22 days) · Affiliated broker-dealer or bank to independent RIA
- S••••• K••••••• left D•••• F•••••••• A•••••••• I•• for E•••• S••••••••• L•• (registered 2026-02-20)May 20, 2025 · Advisor changed firm · fact
- S••••• K••••••• left E•••• S••••••••• L•• for D•••• F•••••••• A•••••••• I•• (registered 2024-06-25)Jun 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address