RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• J•••••
- F•••••• F•••••••• state registered currentsince May 20, 2025 · Bonita Springs, Fl
- G••••••• W••••• M••••••••• BD affiliatedJul 19, 2018 to Jul 31, 2025 · Bonita Springs, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 24, 2017 to Jul 17, 2018 · Fort Myers, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 4, 2013 to May 12, 2017 · Venice, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedApr 16, 2012 to Mar 22, 2013 · Fort Myers, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 21, 2007 to Mar 9, 2012 · Fort Myers, Fl
- G••••••• W••••• M••••••••• to F•••••• F••••••••left Jul 31, 2025, registered May 20, 2025 (-72 days) · Affiliated broker-dealer or bank to a state-registered adviser
- T••••••••• F•••••••• A•••••••• L•• to G••••••• W••••• M•••••••••left Jul 17, 2018, registered Jul 19, 2018 (2 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left May 12, 2017, registered May 24, 2017 (12 days) · Other
- F•••• T•••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 22, 2013, registered Apr 4, 2013 (13 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Mar 9, 2012, registered Apr 16, 2012 (38 days) · Other
- C••••• J••••• left G••••••• W••••• M••••••••• for F•••••• F•••••••• (registered 2025-05-20)Jul 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address