RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J• C•••••
- P•• W••••• M••••••••• BD affiliated currentsince Jul 6, 2026 · Niles, Il
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2023 to Jun 10, 2026 · Itasca, Il
- E••••• J•••• national BDMay 17, 2021 to Aug 21, 2023 · Palatine, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 10, 2019 to Jan 26, 2021 · Highland Park, Il
- B•• H••••• F•••••••• A•••••••• I•• formerApr 4, 2017 to Jan 9, 2019 · Schaumburg, Il
- F•••• T•••• S••••••••• I••• BD affiliatedNov 2, 2016 to Mar 17, 2017 · Highland Park, Il
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Jun 10, 2026, registered Jul 6, 2026 (26 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Aug 21, 2023, registered Oct 5, 2023 (45 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to E••••• J••••left Jan 26, 2021, registered May 17, 2021 (111 days) · Affiliated broker-dealer or bank to another
- B•• H••••• F•••••••• A•••••••• I•• to C•••••••• G••••• M•••••• I•••left Jan 9, 2019, registered Jan 10, 2019 (1 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Mar 17, 2017, registered Apr 4, 2017 (18 days) · Other
- R••••• J• C••••• left A••••••••• F•••••••• S•••••••• L•• for P•• W••••• M••••••••• (registered 2026-07-06)Jun 10, 2026 · Advisor changed firm · fact
- R••••• J• C••••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-10-05)Aug 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address