RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••••• Z••••••
- W•••• F•••• A••••••• wirehouse currentsince Oct 6, 2022 · Vero Beach, Fl
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Oct 7, 2022 · Port St. Lucie, Fl
- N•••••• I••••••••• I••• unclassifiedAug 25, 2009 to Nov 13, 2009 · Vero Beach, Fl
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Oct 7, 2022, registered Oct 6, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- M•••••• M••••• Z•••••• added a TX registration at W•••• F•••• A•••••••Sep 17, 2026 · New state registration · fact
- M•••••• M••••• Z•••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2022-10-06)Oct 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address